Introduction

The Prolific Investments Limited Managed Account Introducing Broker (MAIB) program is design as a “Client Driver” for our Forex Managed Accounts Programs.

Prolific Investments Limited uses the following clearing firms/brokers:

• FXSOLUTIONS
• FXCM
• TRADEVIEW FX
• Deutsche Bank (DBFX)
• VARENGOLD BANK FX
• GAIN CAPITAL GROUP

Breakdown of the revenue opportunity structure for the Managed Account Introducing Broker (MAIB) program for qualified companies seeking additional revenue streams in the financial services field or for companies that solely focus on offerings of Foreign Exchange via (OTC) Online Spot Forex contracts:

• Receive 5% of monthly incentive fees generated by manager on clients’ accounts introduced by (MAIB). This fee will be calculated by the clearing firm and also paid to the MAIB by the clearing firm/broker.
  
  
• The total incentive fee is a monthly fee of twenty percent (20%) of Net New Profits. MAIB will get 5% of this 20%
  
  
• Receive a rebate (portion of brokers’ revenue) on every trade established by manager and based on the nominal volume traded for all managed account clients introduced by (MAIB).

The diagram below shows how managed accounts introducing brokers get compensated for the managed account assets they raise.

When a MAIB introduces a customer to open a managed account, the account is opened with one of our clearing firm/ broker (e.g.: FXSOLUTIONS) and the money manager is given limited power of attorney to trade the customer's account via a specialized money management and accounting software provided by the clearing firm/broker.

As a result, the Managed Account Introducing Broker (MAIB) receives  compensation from both the money manager (percentage of monthly profits  that may trigger an incentive fee to be charged as per the power of attorney agreement) and the clearing firm (for the transactions that are generated in the client's account by the money manager) although the rebate back to the firm (MAIB) does create a potential conflict of interest, it is customary in the industry and fully disclosed as per regulations in the money managers disclosure document which all clients must read and accept before opening a managed account with our clearing firm/broker.


The Prolific Investments Limited Managed Account Program (PILMAP) offers investors the following benefits:

• Asset diversification
• Professional forex account management.
• Diversified forex trading discipline using the major currencies only.
• High risk, high return objective.
• Trading opportunities in rising and falling markets.
• Real-time account management and reporting.
• Liquidity of assets - money can be withdrawn at any time.
  
  

The three managed account programs customers can choose from are:

• Prolific Conservative Forex Managed Account Program(PCFMAP) ($3,000 minimum)
• Prolific Aggressive Forex Managed Account Program(PAFMAP) ($25,000 minimum)
• Prolific Institutional Forex Managed Account Program(PIFMAP) ($500,000 minimum)

Prolific Conservative Forex Managed Account Program (PCFMAP)

Prolific Conservative Forex Managed Account Program (PCFMAP) utilizes lower leverage (100:1) and smaller contract size than the Prolific Aggressive Forex Managed Account Program (PAFMAP). The trading technique for this program includes: Trend Following, Breakout Trading, Range Trading, Momentum Trading and Dynamic Carry. The majority of the trades generated by this program uses longer -term time frame. This is a Low Frequency Trading Program (LFTP). Low Frequency Trading Program (LFTP) means that the number of trades per month can range from 5 to 20 trades or lower.

The amount of an account's net assets committed to margin in this program will vary as a result of market volatility, among other reasons. On average, 3% to 40% of net assets of an account will be committed to margin. Percent allocation is the method used to determine the allocation of trades among customer accounts. Percent allocation refers to the percent of equity that a sub-account holds relative to the whole portfolio.

In percent allocation mode, a sub-account with an equity balance of $20,000 would receive 20% of all master account trades if the portfolio equity of all sub-accounts were $100,000. The minimum initial account requires an actual deposit of $3000.00.  The Advisor may, in its discretion, waive or change this minimum investment requirement for any one client and without notice to other clients.

The total amount of assets under management for this program is: $110,000.00

Prolific Investments Limited will use the following clearing firms/brokers:

• FXSOLUTIONS
• FXCM
• TRADEVIEW FX
• Deutsche Bank (DBFX)
• VARENGOLD BANK FX
• GAIN CAPITAL GROUP

Prolific Aggressive Forex Managed Account Program (PAFMAP)

Prolific Aggressive Forex Managed Account Program (PAFMAP) utilizes  five (5) different trading techniques: Trend Following, Breakout Trading, Range Trading, Momentum Trading and Dynamic Carry. The majority of the trades generated by this program uses short-term time frame. This is a High Frequency Trading Program (HFTP).

High Frequency Trading Program (HFTP) means that the number of trades per month can range from 20 to 50+ traded or higher. The amount of an account's net assets committed to margin in this program will vary as a result of market volatility, among other reasons. On average, 10% to 20% of net assets of an account will be committed to margin.

Percent allocation is the method used to determine the allocation of trades among customer accounts. Percent allocation refers to the percent of equity that a sub-account holds relative to the whole portfolio. In percent allocation mode, a sub-account with an equity balance of $20,000 would receive 20% of all master account trades if the portfolio equity of all sub-accounts were $100,000.


The total amount of assets under management for this program is: $0.00

Prolific Investments Limited will use the following clearing firms/brokers:

• FXSOLUTIONS
• FXCM
• TRADEVIEW FX
• Deutsche Bank (DBFX)
• VARENGOLD BANK FX
• GAIN CAPITAL GROUP

Prolific Institutional Forex Managed Account Program (PIFMAP)

Prolific Institutional Forex Managed Account Program (PIFMAP) utilizes five (5) different trading techniques: Trend Following, Breakout Trading, Range Trading, Momentum Trading and Dynamic Carry.

In our opinion we believe that this program is suitable for institutional investors such as churches, pension funds, and hedge funds, etc., who invest in alternative investments since the minimum starting capital is of $500,000.00

The minimum initial account requires a deposit of $500,000.00

The Advisor may, in its discretion, waive or change this minimum investment requirement for any one client and without notice to other clients.

Forex trading is highly speculative in nature which can mean currency prices may become extremely volatile. Forex trading is highly leveraged, since low margin deposits normally are required, an extremely high degree of leverage is obtainable in foreign exchange trading.
The responsibility for profits subject to taxes and other accounting issues lies with the Clients. Prolific Investment Limited has general familiarity with these matters but does not render legal or tax counsel.

There is no express or implied assurance of profit guarantee against loss with regard to management of Clients' funds. All interested Clients should carefully review this Disclosure Document to include the Risk Disclosure to consider potential risk/reward factors and to clarify any questions before opening an account.


Each Client will be required to execute a MANAGED Account AGREEMENT AND Acknowledgements of Receipt of Disclosure Document as well as various new account forms, Limited Power of Attorney, risk disclosure documents and forms required by our broker, the clearing institution for Clients' funds.

The total amount of assets under management for this program is: $0.00

Prolific Investments Limited will use the following clearing firms/brokers:

• FXSOLUTIONS
• FXCM
• TRADEVIEW FX
• Deutsche Bank (DBFX)
• VARENGOLD BANK FX
• GAIN CAPITAL GROUP

Requirements for the MAIB program :

• Completed MAIB Due diligence Questionnaire
• Background check
• Compliance review and approval
• Ethics certification (for firms who have or deal with US customers)
• Series 3 licenses (for firms who have or deal with US customers)
• Approved NFA IB or FINRA BD membership status  (for firms who have or deal with US customers)
• IB agreement with our clearing firm/broker
• Profit sharing agreement with Prolific Investments Ltd.
• Photo ID
• Proof of address
• Corporate -articles of incorporation
• Corporate -Articles of Organization
• Technical website link needs for automated clearing firm/broker account opening branding.
• The technical website link is given to the approved Introducing Broker by our clearing firm/broker. This link will be used to identify the clients with the Introducing broker so that the IB can be properly compensated.